8-K - LPL Financial Holdings Inc. (0001397911) (Filer)
Published . Updated .
8-K - LPL Financial Holdings filed an 8-K with the SEC on Oct 27 (a notice of a material company event).
Directly affected
- LPLA LPL Financial Holdings-5.1% 6d
Named in this report.
Indirectly affected
- XLF Financial Select Sector SPDR-3.5% 30d
Financial Select Sector SPDR holds the financials sector that LPL Financial Holdings belongs to, so it often moves with news about it.
- CME CME Group+12.1% 8d
CME Group is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
- ICE Intercontinental Exchange+2.0% 30d
Intercontinental Exchange is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
- NDAQ Nasdaq+17.3% 30d
Nasdaq is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
- CBOE Cboe Global Markets+19.0% 30d
Cboe Global Markets is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
- TW Tradeweb Markets+18.5% 10d
Tradeweb Markets is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
Price reaction, T-5 to T+3
| Ticker | T-5 | T-3 | T-1 | T0 | T+1 | T+2 | T+3 |
|---|---|---|---|---|---|---|---|
| LPLA | +1.07% | -0.73% | base | after close | after close | after close | after close |
| XLFNo price data for this ticker | — | — | — | — | — | — | — |
| CMENo price data for this ticker | — | — | — | — | — | — | — |
| ICENo price data for this ticker | — | — | — | — | — | — | — |
| NDAQNo price data for this ticker | — | — | — | — | — | — | — |
| CBOENo price data for this ticker | — | — | — | — | — | — | — |
| TWNo price data for this ticker | — | — | — | — | — | — | — |
Closing-price change versus T-1, the last close before the story. T0 to T+3 fill in after each market close. Prices: Alpaca IEX.
Market Call
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Filed: 2026-10-27 AccNo: 0001628280-26-067590 Size: 1 MB Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits
Source: sec-edgar
The price since 27 Oct 2026: LPL Financial Holdings (LPLA) versus the S&P 500
| Company | When | Move | Status |
|---|---|---|---|
| LPL Financial Holdings (LPLA) | three days earlier | -0.73% | final price |
| LPL Financial Holdings (LPLA) | five days earlier | +1.07% | final price |
Trades by members of Congress and officials in the stocks in this story
- Donald J Trump, an executive branch official, bought Cme Group (CME), worth $15,001 - $50,000 on 17 Aug 2026. That is 71 days before publication. Filed 8 Oct 2026. View the filing.
- Donald J Trump, an executive branch official, sold Cme Group (CME), worth $1,001 - $15,000 on 10 Aug 2026. That is 78 days before publication. Filed 8 Oct 2026. View the filing.
- Donald J Trump, an executive branch official, bought Cme Group (CME), worth $15,001 - $50,000 on 31 Jul 2026. That is 88 days before publication. Filed 22 Sep 2026. View the filing.
- Rep. Richard Dean McCormick sold Intercontinental Exchange (ICE), worth $1,001 - $15,000 on 30 Jul 2026. That is 89 days before publication. Filed 14 Aug 2026. View the filing.
- Rep. April McClain Delaney sold Nasdaq (NDAQ) (held by a dependent child), worth $100,001 - $250,000 on 25 Aug 2026. That is 63 days before publication. Filed 9 Sep 2026. View the filing.
- Sen. John Boozman sold Cboe Global Markets (CBOE) (jointly held), worth $1,001 - $15,000 on 31 Jul 2026. That is 88 days before publication. Filed 17 Aug 2026. View the filing.
Public disclosure filings, not a recommendation. The filing link is the source document. News use of these reports still sits under 5 U.S.C. § 13107(c).
Who is named in “8-K - LPL Financial Holdings Inc. (0001397911) (Filer)”
Companies tied to this story
- LPLA LPL Financial Holdings
LPL Financial Holdings (LPLA) is linked, with no stored direction, high confidence in the 27 Oct 2026 story “8-K - LPL Financial Holdings Inc. (0001397911) (Filer).” Reason on file: SEC 8-K filing -> direct issuer disclosure -> LPLA
How “8-K - LPL Financial Holdings Inc. (0001397911) (Filer)” reaches LPL Financial Holdings (LPLA)
The 27 Oct 2026 story “8-K - LPL Financial Holdings Inc. (0001397911) (Filer)” names LPL Financial Holdings (LPLA) because of this story.
The link for LPL Financial Holdings (LPLA) is this: SEC 8-K filing -> direct issuer disclosure -> LPLA
Dates and price levels for LPL Financial Holdings (LPLA)
LPLA traded between 322.10 and 354.06 across 6 sessions. The latest close on file is 328.07.
A simple score for LPL Financial Holdings (LPLA)
14 out of 100
“8-K - LPL Financial Holdings Inc. (0001397911) (Filer)” scores 14 out of 100. The score uses 1 sources, and 1 linked companies.