8-K - Upstart Holdings, Inc. (0001647639) (Filer)
Published . Updated .
Key takeaways
- 8-K - Upstart Holdings filed an 8-K with the SEC on Nov 9 (a notice of a material company event).
- Exposed: UPST
- Market reaction: UPST −7.6% by the next session
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8-K - Upstart Holdings filed an 8-K with the SEC on Nov 9 (a notice of a material company event).
Directly affected
- UPST Upstart Holdings-11.3% 30d
Named in this report.
Indirectly affected
- XLF Financial Select Sector SPDR+1.0% 18d
Financial Select Sector SPDR holds the financials sector that Upstart Holdings belongs to, so it often moves with news about it.
- AXP American Express+6.3% 30d
American Express is a peer of Upstart Holdings in finance services; rivals often move on the same news.
- MSTR Strategy-16.1% 30d
Strategy is a peer of Upstart Holdings in finance services; rivals often move on the same news.
- COIN Coinbase Global-29.1% 30d
Coinbase Global is a peer of Upstart Holdings in finance services; rivals often move on the same news.
- SYF Synchrony Financial+5.1% 30d
Synchrony Financial is a peer of Upstart Holdings in finance services; rivals often move on the same news.
- CRCL Circle Internet Group-20.9% 30d
Circle Internet Group is a peer of Upstart Holdings in finance services; rivals often move on the same news.
Price reaction, T-5 to T+3
| Ticker | T-5 | T-3 | T-1 | T0 | T+1 | T+2 | T+3 |
|---|---|---|---|---|---|---|---|
| UPST | -3.85% | -0.43% | base | -8.25% | -7.58% | after close | after close |
| XLF | -1.38% | -0.78% | base | +0.52% | +1.09% | after close | after close |
| AXP | +0.32% | +0.26% | base | -0.30% | -0.44% | after close | after close |
| MSTR | +7.92% | +3.08% | base | -3.67% | -2.63% | after close | after close |
| COIN | +6.85% | +0.43% | base | -2.93% | +0.14% | after close | after close |
| SYF | +2.66% | +1.24% | base | -2.11% | -1.69% | after close | after close |
| CRCL | +11.35% | +2.75% | base | -3.82% | -0.65% | after close | after close |
Closing-price change versus T-1, the last close before the story. T0 to T+3 fill in after each market close. Prices: Alpaca IEX.
Filed: 2026-11-09 AccNo: 0001647639-26-000086 Size: 139 KB Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Source: sec-edgar
Upstart Holdings (UPST) since “8-K - Upstart Holdings, Inc. (0001647639) (Filer),” compared with the market
| Company | When | Move | Status |
|---|---|---|---|
| AXP | that day | -0.30% | final price |
| AXP | the next day | -0.44% | final price |
| AXP | three days earlier | +0.26% | final price |
| AXP | five days earlier | +0.32% | final price |
| COIN | that day | -2.93% | final price |
| COIN | the next day | +0.14% | final price |
| COIN | three days earlier | +0.43% | final price |
| COIN | five days earlier | +6.85% | final price |
| CRCL | that day | -3.82% | final price |
| CRCL | the next day | -0.65% | final price |
| CRCL | three days earlier | +2.75% | final price |
| CRCL | five days earlier | +11.35% | final price |
| MSTR | that day | -3.67% | final price |
| MSTR | the next day | -2.63% | final price |
| MSTR | three days earlier | +3.08% | final price |
| MSTR | five days earlier | +7.92% | final price |
| SYF | that day | -2.11% | final price |
| SYF | the next day | -1.69% | final price |
| SYF | three days earlier | +1.24% | final price |
| SYF | five days earlier | +2.66% | final price |
| Upstart Holdings (UPST) | that day | -8.25% | final price |
| Upstart Holdings (UPST) | the next day | -7.58% | final price |
| Upstart Holdings (UPST) | three days earlier | -0.43% | final price |
| Upstart Holdings (UPST) | five days earlier | -3.85% | final price |
| XLF | that day | +0.52% | final price |
| XLF | the next day | +1.09% | final price |
| XLF | three days earlier | -0.78% | final price |
| XLF | five days earlier | -1.38% | final price |
Trades by members of Congress and officials in the stocks in this story
- Rep. Tony Wied sold Upstart Holdings (UPST) (jointly held), worth $15,001 - $50,000 on 17 Sep 2026. That is 53 days before publication. Filed 2 Oct 2026. View the filing.
- Donald J Trump, an executive branch official, sold Upstart Holdings (UPST), worth $15,001 - $50,000 on 28 Aug 2026. That is 73 days before publication. Filed 8 Oct 2026. View the filing.
- Rep. Tony Wied sold Upstart Holdings (UPST) (jointly held), worth $15,001 - $50,000 on 14 Aug 2026. That is 87 days before publication. Filed 2 Sep 2026. View the filing.
- Rep. Rohit Khanna bought American Express (AXP) (held by a dependent child), worth $15,001 - $50,000 on 2 Oct 2026. That is 38 days before publication. Filed 5 Nov 2026. View the filing.
- Rep. Rohit Khanna bought American Express (AXP) (held by a spouse), worth $1,001 - $15,000 on 15 Sep 2026. That is 55 days before publication. Filed 7 Oct 2026. View the filing.
- Rep. Rohit Khanna bought American Express (AXP) (held by a dependent child), worth $1,001 - $15,000 on 15 Sep 2026. That is 55 days before publication. Filed 7 Oct 2026. View the filing.
- Rep. Rohit Khanna bought Coinbase Global (COIN) (held by a spouse), worth $1,001 - $15,000 on 4 Sep 2026. That is 66 days before publication. Filed 7 Oct 2026. View the filing.
- Rep. Gilbert Cisneros sold Coinbase Global (COIN), worth $1,001 - $15,000 on 18 Aug 2026. That is 83 days before publication. Filed 10 Sep 2026. View the filing.
Public disclosure filings, not a recommendation. The filing link is the source document. News use of these reports still sits under 5 U.S.C. § 13107(c).
Who gains and who loses around Upstart Holdings (UPST)
Companies tied to this story
- UPST Upstart Holdings
In “8-K - Upstart Holdings, Inc. (0001647639) (Filer),” Upstart Holdings (UPST) is linked, with no stored direction, high confidence. Reason on file: SEC 8-K filing -> direct issuer disclosure -> UPST
How “8-K - Upstart Holdings, Inc. (0001647639) (Filer)” reaches Upstart Holdings (UPST)
“8-K - Upstart Holdings, Inc. (0001647639) (Filer)” (9 Nov 2026) reaches Upstart Holdings (UPST) through this story.
The link for Upstart Holdings (UPST) is this: SEC 8-K filing -> direct issuer disclosure -> UPST
Dates in the story, and the Upstart Holdings (UPST) price range
UPST traded between 20.59 and 24.90 across 20 sessions. The latest close on file is 21.86.
How strong the case is around Upstart Holdings (UPST)
14 out of 100
“8-K - Upstart Holdings, Inc. (0001647639) (Filer)” scores 14 out of 100. The score uses 1 sources, and 1 linked companies.