LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates
Published . Updated .
LPL Financial (LPLA) delivered earnings and revenue surprises of +4.92% and -0.11%, respectively, for the quarter ended September 2026. Do the numbers hold clues to what lies ahead for the stock?
Directly affected
- LPLA LPL Financial Holdings-5.1% 6d
Named in this report.
Indirectly affected
- DIA SPDR Dow Jones Industrial Average ETF-1.7% 30d
SPDR Dow Jones Industrial Average ETF: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story.
- QQQ Invesco QQQ+0.4% 17d
Invesco QQQ: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story.
- XLF Financial Select Sector SPDR-3.5% 30d
Financial Select Sector SPDR holds the financials sector that LPL Financial Holdings belongs to, so it often moves with news about it.
- CME CME Group+12.1% 8d
CME Group is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
- ICE Intercontinental Exchange+2.0% 30d
Intercontinental Exchange is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
- NDAQ Nasdaq+17.3% 30d
Nasdaq is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
- CBOE Cboe Global Markets+19.0% 30d
Cboe Global Markets is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
- TW Tradeweb Markets+18.5% 10d
Tradeweb Markets is a peer of LPL Financial Holdings in security and commodity brokers, dealers, exchanges and services; rivals often move on the same news.
Price reaction, T-5 to T+3
| Ticker | T-5 | T-3 | T-1 | T0 | T+1 | T+2 | T+3 |
|---|---|---|---|---|---|---|---|
| LPLA | +1.07% | -0.73% | base | after close | after close | after close | after close |
| DIA | +0.86% | -0.35% | base | after close | after close | after close | after close |
| QQQNo price data for this ticker | — | — | — | — | — | — | — |
| XLF | +0.25% | +0.04% | base | after close | after close | after close | after close |
| CMENo price data for this ticker | — | — | — | — | — | — | — |
| ICENo price data for this ticker | — | — | — | — | — | — | — |
| NDAQNo price data for this ticker | — | — | — | — | — | — | — |
| CBOENo price data for this ticker | — | — | — | — | — | — | — |
| TWNo price data for this ticker | — | — | — | — | — | — | — |
Closing-price change versus T-1, the last close before the story. T0 to T+3 fill in after each market close. Prices: Alpaca IEX.
Market Call
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LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates Yahoo Finance
Source: Yahoo Finance
Price since this story was published: Spdr Dow Jones Industrial Average Etf Trust (DIA)
| Company | When | Move | Status |
|---|---|---|---|
| Spdr Dow Jones Industrial Average Etf Trust (DIA) | three days earlier | -0.35% | final price |
| Spdr Dow Jones Industrial Average Etf Trust (DIA) | five days earlier | +0.86% | final price |
| LPLA | three days earlier | -0.73% | final price |
| LPLA | five days earlier | +1.07% | final price |
| XLF | three days earlier | +0.04% | final price |
| XLF | five days earlier | +0.25% | final price |
Trades by members of Congress and officials in the stocks in this story
- Donald J Trump, an executive branch official, bought Cme Group (CME), worth $15,001 - $50,000 on 17 Aug 2026. That is 72 days before publication. Filed 8 Oct 2026. View the filing.
- Donald J Trump, an executive branch official, sold Cme Group (CME), worth $1,001 - $15,000 on 10 Aug 2026. That is 79 days before publication. Filed 8 Oct 2026. View the filing.
- Donald J Trump, an executive branch official, bought Cme Group (CME), worth $15,001 - $50,000 on 31 Jul 2026. That is 89 days before publication. Filed 22 Sep 2026. View the filing.
- Rep. Richard Dean McCormick sold Intercontinental Exchange (ICE), worth $1,001 - $15,000 on 30 Jul 2026. That is 90 days before publication. Filed 14 Aug 2026. View the filing.
- Rep. April McClain Delaney sold Nasdaq (NDAQ) (held by a dependent child), worth $100,001 - $250,000 on 25 Aug 2026. That is 64 days before publication. Filed 9 Sep 2026. View the filing.
- Sen. John Boozman sold Cboe Global Markets (CBOE) (jointly held), worth $1,001 - $15,000 on 31 Jul 2026. That is 89 days before publication. Filed 17 Aug 2026. View the filing.
Public disclosure filings, not a recommendation. The filing link is the source document. News use of these reports still sits under 5 U.S.C. § 13107(c).
Who gains and who loses around Spdr Dow Jones Industrial Average Etf Trust (DIA)
Companies carried with this story
- DIA Spdr Dow Jones Industrial Average Etf Trust
For “LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates,” Spdr Dow Jones Industrial Average Etf Trust (DIA) is linked, with no stored direction, medium confidence. Reason on file: SPDR Dow Jones Industrial Average ETF: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story
- QQQ Invesco Qqq Trust, Series 1
For “LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates,” Invesco Qqq Trust, Series 1 (QQQ) is linked, with no stored direction, medium confidence. Reason on file: Invesco QQQ: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story
- IWM Ishares Tr
For “LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates,” Ishares Tr (IWM) is linked, with no stored direction, medium confidence. Reason on file: iShares Russell 2000 ETF: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story
- RSP Invesco Exchange Traded Fd T
Invesco Exchange Traded Fd T (RSP) is linked, with no stored direction, medium confidence in the 28 Oct 2026 story “LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates.” Reason on file: Invesco S&P 500 Equal Weight ETF: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story
- VTI Vanguard Index Fds
For “LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates,” Vanguard Index Fds (VTI) is linked, with no stored direction, medium confidence. Reason on file: Vanguard Total Stock Market ETF: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story
Spdr Dow Jones Industrial Average Etf Trust (DIA)
On 28 Oct 2026, “LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates” is the story that connects Spdr Dow Jones Industrial Average Etf Trust (DIA) to this story.
Spdr Dow Jones Industrial Average Etf Trust (DIA) is on the page because SPDR Dow Jones Industrial Average ETF: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story
Also listed, Invesco Qqq Trust, Series 1 (QQQ): Invesco QQQ: it is a broad US stock-market fund. Linked by “earnings estimates” (the broad US market) in this story
Price levels for Spdr Dow Jones Industrial Average Etf Trust (DIA)
DIA traded between 504.92 and 522.62 across 20 sessions. The latest close on file is 515.65. IWM traded between 269.88 and 284.63 across 20 sessions. The latest close on file is 276.95. QQQ traded between 701.18 and 762.84 across 17 sessions. The latest close on file is 712.11.
How strong the case is around Spdr Dow Jones Industrial Average Etf Trust (DIA)
40 out of 100
“LPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings Estimates” scores 40 out of 100. The score uses 1 sources, and 5 linked companies.